About Our Fees
About Our Fees
Important information for all SWM prospective and current clients.
Important Information & Disclosures
- Fees listed are Advisor fees only.
- Does not include any mutual fund expense fees, transaction fees, custodial fees, Broker/dealer fees, or any other fees or expenses related to planning or recommendations. Client is responsible for all fees.
- Certain Financial instruments are only available on a commission basis. When these investments or insurance products are appropriate to recommend, we provide full disclosure as to their cost structure and any inherent conflicts of interest.
- Simonet Wealth Management does not provide Tax or Legal Advice. Please consult your CPA or Attorney regarding these matters. Investment Advice is provided through an investment policy statement, approved hypothetical illustration, or prospectus only. Investments are not guaranteed and are not FDIC insured. All investing is subject to risk, including the possible loss of the money you invest.
- Plan Development fee covers data gathering, client portal setup, and Financial plan delivery. Fee is paid at time of agreement.
- Annual Retainer fee is paid quarterly, in arrears, via ACH.
Tiered Fee Schedule
(Investment Only)
- First $500,000 at 105 bps
- Next $500,000 ($500,000 to $1M) at 90 bps
- Next $1,000,000 ($1Mn to $2Mn) at 75 bps
- Next $3,000,000 ($2Mn to $5M) at 60 bps
- $5Mn and up at 50 bps
Investments
(w/ Wealth Planner)
- Household planning
- Asset management
- Investment policy statement for assets managed directly
- Choice of print or digital only plan delivery
- Personal Wealth Management Portal with secure mobile access (all platforms)
- Secure online document vault
- Financial Account Aggregation
- Quarterly reporting for goals, investments, & objectives
- Virtual or in-person meeting options
- Private client events & education administrative service
